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Job Description

Are you a current Compliance intern seeking the next progression in your career? A dynamic boutique private equity firm is on the lookout for a Compliance Analyst with 1-2 years of experience to join their team. This role offers a direct reporting line to the SMF16/17, presenting an exciting opportunity to contribute significantly to the firm's success.

Key responsibilities will include:

  • Ensure the firm's compliance manual is regularly updated to align with FCA regulatory requirements and guidelines.
  • Oversee internal employee reporting and declarations, including gifts and entertainment, personal account dealing, and quarterly transaction reports.
  • Conduct AML/KYC diligence on transactions to ensure compliance with anti-money laundering and know your customer regulations.
  • Managing the complete SMCR process for new promotions, new joiners, and the annual refreshing of senior manager roles.

Experience Required:

  • High-quality academic qualification.
  • 1-2 years of experience in a compliance role, with a preference for familiarity with compliance in the private equity industry.
  • Strong general understanding of the FCA handbook.

Get in touch or apply for more information!

Eames Consulting is acting as an Employment Agency in relation to this vacancy.