Are you a current Compliance intern seeking the next progression in your career? A dynamic boutique private equity firm is on the lookout for a Compliance Analyst with 1-2 years of experience to join their team. This role offers a direct reporting line to the SMF16/17, presenting an exciting opportunity to contribute significantly to the firm's success.
Key responsibilities will include:
- Ensure the firm's compliance manual is regularly updated to align with FCA regulatory requirements and guidelines.
- Oversee internal employee reporting and declarations, including gifts and entertainment, personal account dealing, and quarterly transaction reports.
- Conduct AML/KYC diligence on transactions to ensure compliance with anti-money laundering and know your customer regulations.
- Managing the complete SMCR process for new promotions, new joiners, and the annual refreshing of senior manager roles.
Experience Required:
- High-quality academic qualification.
- 1-2 years of experience in a compliance role, with a preference for familiarity with compliance in the private equity industry.
- Strong general understanding of the FCA handbook.
Get in touch or apply for more information!
Eames Consulting is acting as an Employment Agency in relation to this vacancy.
