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Job Description

Private equity firm is actively seeking a generalist compliance analyst. We are specifically looking for a driven individual with marketing/financial promotions experience in the private markets space, ready to take on the next exciting challenge in their career.

Key responsibilities will include:

  • Support compliance reviews and approvals for financial promotions and marketing materials during fundraising periods.
  • Address investor inquiries related to regulations and compliance.
  • Facilitate KYC procedures for on-boarding investors and collaborating with the Fund Administrator.
  • Conduct anti-money laundering/due diligence reviews for the funds counter-parties and investments
  • Establishment and upkeep of documented policies and procedures.

Experience Required:

  • High-quality academic qualification.
  • 1-2 years of experience in a compliance role, with a preference for familiarity with compliance in the private equity industry.
  • Familiarity with the FCA/UK regulatory framework, and direct relevant experience is highly desirable. Knowledge of the U.S. compliance regime and SEC rules would be advantageous.
  • Strong general understanding of the FCA handbook, with a specific focus on financial promotions rules (COBS 4) and AIFMD.

Get in touch or apply for more information!

Eames Consulting is acting as an Employment Agency in relation to this vacancy.