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Job Overview

Compliance Monitoring Fixed-Term-Contract

Location: London, United Kingdom Salary: Competitive
Type: Permanent Start Date: ASAP
Posted: 2 months ago Contact: Latiesha Uter

A leading asset manager is looking to hire a Compliance Analyst to join their Compliance Team on a temporary basis.

Role responsibilities:

  • Complete compliance monitoring reviews (both desk and thematic) within the specified timeframe
  • Ensure that the findings raised are based on the results of substantial testing
  • Ensure that all testing carried out conforms with applicable regulations as well as group and local polices
  • Keep up to date with all changes in regulation and legislation
  • Develop and maintain strong relationships with the business and continue to enforce the “three lines of defence” model

 

Successful candidates will have:

  • Previous experience in a similar compliance monitoring role and experience conducting thematic and desk based reviews
  • Strong product knowledge within an asset management environment
  • Strong interpersonal skills
  • Excellent communication skills, both written and verbal