Job Overview

Compliance Reviews/Assurance Officer

Location: London Salary: £Competitive
Type: Permanent Contact: Jas Sumal
Posted: 12 months ago

A top tier bank looking to appointment a compliance monitoring officer to assist across a range of activities including reviews and implementation of regulatory compliance functions. This position offers great exposure to internal working of a credible and respected institution.

Responsibilities will include:

  • Deliver end-to-end compliance monitoring and testing.
  • Ensure resolution and escalation to seniors within a timely manner.
  • Ensure implementation of recommendations/audit.
  • Adhoc duties as and when needed.

You will report directly to compliance risk review manager. An eye for detail will be needed when spotting and reporting issues along with a high level of professionalism when liaising with stakeholders.

Key skills:

  • Experience in investment banking environment is strongly desired.
  • Minimum of 1-2 years of conducting reviews in a bank.
  • Knowledge of FCA rules.
  • Critical thinking and problem solving.
  • Strong communication skills with senior level management.
  • Ability to work autonomously and within a group.