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Job Overview

Distribution Compliance

Location: London, England Salary: £Negotiable
Type: Permanent Contact: Liam O'Mahoney
Posted: 13 days ago

A leading Investment Manager based in the City is looking for a Compliance Manager who would be responsible for the provision of compliance advice to marketing and distribution teams.

This would report to the SMF16/17 holder.

Key responsibilities;

  • Provide compliance support to the business on Financial Promotions.
  • Ensure compliance policies and procedures specifically related to marketing materials & distribution are robust and meet regulatory obligations.
  • Where appropriate get involved in the provision of training to the business.
  • Manage relationships with key stakeholders in the business and 1st line marketing teams.

Key skills;

  • UK regulatory Investment Management experience is a must
  • At least 3 years of Distribution/Financial Promotions experience
  • Experience of COBS, UCITs, AIFMD regulatory themes would be a strong advantage.
  • Must have excellent written and verbal communication skills
  • Able to operate at a senior level and face of to board level members.
If you are interested in this role, pease apply below or contact me for more information. 

Eames Consulting is acting as an Employment Agency in relation to this vacancy.