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Job Overview

Funds Compliance Officer (Guildford)

Location: London Salary: £Competitive
Type: Permanent Contact: Liam O'Mahoney
Posted: 21 days ago

A leading Fund manager are looking for a Compliance Advisor to be based in Guildford, UK.  The role will work for the Head of Compliance and focus on a range of activities and tasks.

Key responsibilities;

  • Provide compliance advisory to the front office teams.
  • Be a point of contact for any and all compliance queries for the business.
  • Financial Promotions and distribution queries
  • Manage due diligence reviews and any financial crime risks.

Key skills;

  • Fund Compliance Advisory experience
  • Ability to build strong stakeholder relationships
  • Strong appreciation for the regulatory environment; SMCR, MiFID2, UCITs.
  • Minimum of 3 years compliance experience
  • Self-awareness with confidence to work independently and take responsibility for own development
  • Able to present to senior management.
If you are interested in this role, please apply below or contact me for more information.