Growing life insurer in the region is seeking an experienced compliance candidate to join their investment team. Reporting directly to the deputy head of investments you will provide regulatory advise to the team while conducting pre and post trade monitoring.
Responsibilities:
- Conduct trade compliance monitoring
- Ensure the compliance of regulatory requirements for investments
- Filing returns and disclosures to regulators for investments
- Handle regulatory requests/ inquiries
- Monitor existing investment portfolio risk exposure
Requirements:
- Minimum 5 years' working experience in investment compliance for insurance companies or asset management companies/ company secretary in listed company
- Obtained a Bachelor degree from a prominent university, with concentration in law/business/finance/economics subject preferred
- Familiar with various regulatory requirements for investments, SFO and HK listing rules and regulations of the office of the commissioner of insurance are the must
- Possess strong interpersonal, communication, and time-management skills
- Be proficient in written Chinese and English, spoken English, Cantonese and Mandarin (proficiency in Putonghua is a definite advantage)
