Embark on a pivotal role within an esteemed Investment Manager, where your expertise in risk and compliance will be integral to the firm's robust governance framework. This prestigious position offers a chance to shape the core compliance structures, ensuring the highest standards of regulatory adherence and risk management.
As a central figure, the Risk & Compliance Manager will join the echelons of leadership, contributing directly to the Board and Risk Management Committee. The dual role of Secretary for these entities further underscores the significance of this position, providing an influential voice in strategic decision-making.
Collaboration with the Finance team will be a key aspect of the role, working in tandem on internal and statutory audits, and serving as the primary liaison officer to regulators. This interaction ensures a comprehensive understanding of the financial landscape, enhancing the ability to navigate and manage compliance effectively.
A deep familiarity with retail and accredited funds is essential, alongside a working knowledge of the SFA, FAA, and Companies Act. Those with experience in offshore funds, particularly Lux/Dublin UCITS, and an understanding of international jurisdictions such as Lux, Ireland, India, UAE, and Dubai, will find themselves at a distinct advantage.
In return, the role promises a collaborative environment with a dynamic team that places a high value on its members. The chance to present at quarterly board meetings awaits, alongside a diverse array of responsibilities ranging from regulatory reporting to the upholding of corporate governance and codes of conduct.
This role is not merely a job but a career-defining move for a dedicated professional eager to leave a mark on the investment landscape. If this resonates with your career aspirations and expertise, your application is eagerly anticipated.
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