Working with an alternative Investment Manager based in London who are looking for a Senior Compliance Associate to join the team.
The role combines compliance monitoring, ongoing market abuse trade surveillance, investment limit monitoring, communications surveillance with in-depth and thematic reviews and ad hoc projects. The underlying funds are UCITS and AIFs.
Responsibilities:
Compliance Monitoring
Thematic Reviews
Trade Surveillance
Communications surveillance
Ad Hoc queries
Requirements:
2 years+ of work experience in compliance, ideally buy-side.
Trade surveillance and general monitoring experience
Knowledge of AIFMD and UCITS
Please apply or get in touch for more information
Eames Consulting is acting as an Employment Agency in relation to this vacancy.