Working with an alternative Investment Manager based in London who are looking for a Senior Compliance Associate to join the team.
The role combines compliance monitoring, ongoing market abuse trade surveillance, investment limit monitoring, communications surveillance with in-depth and thematic reviews and ad hoc projects. The underlying funds are UCITS and AIFs.
- Compliance Monitoring
- Thematic Reviews
- Trade Surveillance
- Communications surveillance
- Ad Hoc queries
- 2 years+ of work experience in compliance, ideally buy-side.
- Trade surveillance and general monitoring experience
- Knowledge of AIFMD and UCITS
Please apply or get in touch for more information
Eames Consulting is acting as an Employment Agency in relation to this vacancy.