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Job Description

Working with an alternative Investment Manager based in London who are looking for a Senior Compliance Associate to join the team.

The role combines compliance monitoring, ongoing market abuse trade surveillance, investment limit monitoring, communications surveillance with in-depth and thematic reviews and ad hoc projects. The underlying funds are UCITS and AIFs.


  • Compliance Monitoring

  • Thematic Reviews

  • Trade Surveillance

  • Communications surveillance

  • Ad Hoc queries


  • 2 years+ of work experience in compliance, ideally buy-side.

  • Trade surveillance and general monitoring experience

  • Knowledge of AIFMD and UCITS

Please apply or get in touch for more information

Eames Consulting is acting as an Employment Agency in relation to this vacancy.