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Job Description

​We are working with a well known asset management company with a strong presence in Asia covering more than 10 markets. To support their growth in the Asian market, we are looking for an Investment Compliance Specialist to join in their journey. You will be responsible for:

  • Assisting business owners in identifying and monitoring guideline compliance (regulatory and client mandated guidelines)

  • Providing timely management of reports and escalation of regulatory and guideline compliance issues;

  • Dealing with audit/quality assurance/inspection queries/issues relating to Investment Compliance function and regulatory compliance matters;

  • Conducting daily pre- and post-trade Investment Compliance monitoring;

  • Advising fund managers and internal customers on the interpretation of the relevant investment guidelines and restriction; and

  • Providing timely compliance reports and certification to clients on a periodic basis


  • Minimum 2 years relevant experience in asset management company

  • Strong stakeholder management

  • Ability to take pressure in a time sensitive setting

  • A team player who is able to work well in team setting