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Job Overview

Compliance Risk Assessment, Policy & Frameworks

Location: London Salary: £Competitive
Type: Permanent Contact: Liam O'Mahoney
Posted: 23 days ago

A leading Asset Management House with AUM in the hundreds of billions is looking for a Senior Compliance Officer to join their London team.  The role will work with a small team within core compliance.

Key responsibilities

  • Develop and maintain the company risk assessments.
  • Deliver company wide training whilst ensuring the framwork is robust.
  • Build relationships with senior stakeholders across the business.
  • Provide support to the compliance graduate scheme where appropriate.

Key skills

  • Legal, Compliance or Big 4 background in financial services.  Ideally 5-10 years of experience.
  • Experience in conduct risk, training and risk and control frameworks would be highly desirable.
  • Experience of framework, policy and procedure creation and maintenance
  • Self starter and excellent comunicator

If you are interested in this role please apply below or contact me for more information.