Job Overview

Financial Promotions Compliance Advisory

Location: London Salary: £Competitive
Type: Permanent Contact: Liam O'Mahoney
Posted: 8 months ago

A leading AUM Investment Manager is looking to add a Financial Promotions Compliance Manager to its London based team.

The organisation has a multi asset approach to its investment strategy.

Key Responsibilities;

  • Strong knowledge of the current regulatory environment with respect to financial promotions and distribution.
  • First line of defence review for marketing materials
  • Provide advice and training to the business or marketing compliance.
  • Help identify key risks to the business in respect to financial promotions.

Key Skills;

  • Minimum 4 years of Financial Promotions or Distribution experience in an Asset Management setting.
  • FCA Handbook knowledge (COBS, UCIT’s, AIFMD)
  • Able to establish good relationships with key senior stakeholders.
  • Excellent written and verbal communication skills
If you are interested in this role, please apply below or contact me for more information.