A leading AUM Investment Manager is looking to add a Financial Promotions Compliance Manager to its London based team.
The organisation has a multi asset approach to its investment strategy.
- Strong knowledge of the current regulatory environment with respect to financial promotions and distribution.
- First line of defence review for marketing materials
- Provide advice and training to the business or marketing compliance.
- Help identify key risks to the business in respect to financial promotions.
- Minimum 4 years of Financial Promotions or Distribution experience in an Asset Management setting.
- FCA Handbook knowledge (COBS, UCIT’s, AIFMD)
- Able to establish good relationships with key senior stakeholders.
- Excellent written and verbal communication skills